We currently serve as general or special counsel to over twenty SEC reporting companies, including companies with one or more classes of securities listed for trading on the NYSE or NASDAQ or eligible for trading on the OTCBB or the OTCQB market. We advise our public company clients on all aspects of their ongoing SEC periodic reporting requirements, corporate governance, insider reporting requirements, proxy statement, tender offer obligations, and other responsibilities under the federal and state securities laws and state corporation laws.
We also help our clients avoid or resolve conflicts of interest, allegations of financial impropriety and other special situations, including government investigations and shareholder derivative claims. We regularly represent special board committees in conducting internal investigations. Many of these important client engagements are referred by national law firms familiar with our work in this specialized area.
Representative matters we have handled include the following: